Our attorneys have handled numerous securities disputes and have extensive experience handling all facets of contested securities matters, both in court and in FINRA arbitrations. We have represented public and private companies and their officers and directors, accounting firms, law firms, other professionals, and brokerage firms in various types of securities related litigation.
We represented an investor whose broker engaged in an unauthorized transaction in our client’s account. The unauthorized transaction resulted in significant damage to our client, both in additional taxes and lost profits. The defendants include a national brokerage firm.
We represented a group of sophisticated investors who were victims of a real estate investment scam and suffered over a million dollars in losses as a result of the scam. The defendants include a national bank and two key persons who facilitated the scheme: the bank’s employee and an attorney based in Texas.
We represented the bankruptcy trustee of a company in the pursuit of securities fraud and related claims arising out of a failed investment in an alternative energy firm. The defendants include investment advisors as well as officers and directors of the energy firm.
Jason Alloy, at his former firm, represented the Chief Financial Officer of a Fortune 100 company, after the CFO was named a defendant in a class action for misrepresenting his company’s financial position. The claims against the CFO were ultimately dismissed by the Court.
Hill v. Atlanta Life Ins. Co., 988 F.2d 1218 (11th Cir. 1993) (securities tender offer law)
Cordova v. Merrill Lynch & Co., Inc., 2007 U.S. Dist. Lexis 90309 (S.D. Fla. 2007) (securities litigation)
IPM v. Merrill Lynch & Co., Inc., 2007 U.S. Dist. Lexis 31066 (S.D. Fla. 2007) (securities litigation)